martedì 8 febbraio 2011

The Gothic Novel


The Gothic Novel
Today, the word Gothic primarily describes a style of European architecture which flourished from the twelfth through the sixteenth centuries, though the word seems originally to have referred to any non-classical (Greek or Roman) architecture.
Gothic architecture used pointed arches and vaults, flying buttresses, narrow spires, stained glass windows, intricate traceries, and varied details; its upward movement was meant to suggest heavenward aspiration.
The words Goth and Gothic also described the Germanic tribes (e.g., Goths, Visigoths, Ostrogoths) which sacked Rome and also ravaged the rest of Europe in the third, fourth, and fifth centuries. From this source, the words came also to mean barbarian, barbarous, and barbaric. By the eighteenth century in England, Gothic had become synonymous with the Middle Ages, a period which was in disfavor because it was perceived as chaotic, unenlightened, and superstitious. Renaissance critics erroneously believed that Gothic architecture was created by the Germanic tribes and regarded it as ugly and barbaric. This erroneous attribution continued through the eighteenth century.
As a result of an upshot of interest in the Middle Ages, Gothic architecture experienced a revival in the late eighteenth century; Horace Walpole rebuilt Strawberry Hill as a medieval castle and William Beckford spent a fortune on his medieval, elaborate imitation, Fonthill Abbey. The revival flourished in the nineteenth century and Gothic buildings were constructed throughout England.
Elements of the Gothic Novel
The Gothic novel took shape mostly in England from 1790 to 1830 and falls within the category of Romantic literature. It acts, however, as a reaction against the rigidity and formality of other forms of Romantic literature. The Gothic is far from limited to this set time period, as it takes its roots from former terrorizing writing that dates back to the Middle Ages, and can still be found written today by writers such as Stephen King. But during this time period, many of the highly regarded Gothic novelists published their writing and much of the novel's form was defined.
As Ann B. Tracy writes in her novel The Gothic Novel 1790-1830 Plot Summaries and Index to Motifs, the Gothic novel could be seen as a description of a fallen world. We experience this fallen world though all aspects of the novel: plot, setting, characterization, and theme.
The setting is greatly influential in Gothic novels. It not only evokes the atmosphere of horror and dread, but also portrays the deterioration of its world. The decaying, ruined scenery implies that at one time there was a thriving world. At one time the abbey, castle, or landscape was something treasured and appreciated. Now, all that lasts is the decaying shell of a once thriving dwelling.
The Gothic hero becomes a sort of archetype as we find that there is a pattern to their characterization. There is always the protagonist, usually isolated either voluntarily or involuntarily. Then there is the villain, who is the epitome of evil, either by his (usually a man) own fall from grace, or by some implicit malevolence. The Wanderer, found in many Gothic tales, is the epitome of isolation as he wanders the earth in perpetual exile, usually a form of divine punishment.
The plot itself mirrors the ruined world in its dealings with a protagonist's fall from grace as she succumbs to temptation from a villain. In the end, the protagonist must be saved through a reunion with a loved one. For example, in Matthew G. Lewis's The Monk, the monk Ambrosio is tempted by Matilda. She lures him into succumbing to his lust until he turns fully to rape and murder of another young girl. In the end, he makes a deal with Satan and dies a torturous death on the side of a mountain. Emily of Ann Radcliffe's The Mysteries of Udolpho does not have the same kind of temptations but finds that she cannot escape her evil uncle's castle (called Udolpho) without the help of a suitor. In the end she does find retribution in her affection for her once-lost love, Valancourt.

Even though the Gothic Novel deals with the sublime and the supernatural, the underlying theme of the fallen hero applies to the real world as well. Once we look past the terror aspect of this literature, we can connect with it on a human level. Furthermore, the prevalent fears of murder, rape, sin, and the unknown are fears that we face in life. In the Gothic world they are merely multiplied.
Because of the supernatural phenomena and the prevailing morbid atmosphere of Gothic novels, this genre is traditionally brushed off as "un-academic". But as George Haggerty writes in Gothic Fiction/Gothic Form, "the Gothic novel is a liberating phenomenon, which expands the range of possibilities for novelistic expression" (Haggerty 34).
Criticism of Gothic Novel
The Gothic novel has received much literary criticism throughout the years. Critics of the genre have engaged in analysis of the various elements of the Gothic novel and tie those elements with the repressed feelings of individuals and, in a twentieth century perspective, the unconscious of the human psyche. Vijay Mishra, in his essay entitled "The Gothic Sublime," states the Gothic novel is a "presentation of the unpresentable" (Mishra 1). The Gothic novel deals with understanding attained through horror. Mishra also believes the Gothic novel, in the afore-mentioned sense, is a foil to the typical Romantic novel, wherein the sublime is found through temperance (Mishra 2).
Literary critic, Davis Morris, believes the Gothic novel addresses the horrific, hidden ideas and emotions within individuals and provides an outlet for them (Morris 1). The strong imagery of horror and abuse in Gothic novels reveals truths to us through realistic fear, not transcendental revelation. Eve Kosofsky Sedgwick writes about the same idea in her essay, "The Structure of the Gothic Convention," and she adds that the idea of a protagonist having a struggle with a terrible, surreal person or force is a metaphor for an individual's struggle with repressed emotions or thoughts (Sedgwick 1). Personifying the repressed idea or feeling gives strength to it and shows how one, if caught unaware, is overcome with the forbidden desire.
Another author, Joyce Carol Oates, writes of how the repressed emotions, which are personified in the Gothic novel, are horrible not only because of what they are, but also because of how they enslave a person (Oates 1). These desires are mysterious, and mystery breeds attraction, and with attraction, one is easily seduced by them. With this in mind, it is easy to understand how Bertrand Evans points out the hero in the Gothic novel is consistently weaker than the antagonist and usually flees from it rather than defeating it. The similar themes of repression of forbidden desires, and the horror surrounding and penetrating them, are clearly focal points of most Gothic critics. The enlightenment gained from these aspects is the driving force behind the Gothic novel.
( Adapted and abridged from the Literary Gothic Page and the Gothic Novel by David De Vore
Anne Domenic, Alexandra Kwan and Nicole Reidy).


  1. What are the main characteristics of the Gothic Novel?
  2. Can you find any relationship with today’s novels, films or songs?
  3. Explain the different kinds of criticism expressed by:

Vijay Mishra

David Morris

Eve Kosofsky Sedgwick

Joyce Carol Oates




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